The Hawthorne effect is a type of reactivity in which individuals modify an aspect of their behavior in response to their awareness of being observed.
This can undermine the integrity of research, particularly the relationships between variables.
The original research at the Hawthorne Works in Cicero, Illinois, on lighting changes and work structure changes such as working hours and break times was originally interpreted by Elton Mayo and others to mean that paying attention to overall worker needs would improve productivity.
Later interpretations such as that done by Landsberger suggested that the novelty of being research subjects and the increased attention from such could lead to temporary increases in workers’ productivity.
This interpretation was dubbed “the Hawthorne effect“. It is also similar to a phenomenon that is referred to as a novelty/disruption effect.
The term was coined in 1958 by Henry A. Landsberger when he was analyzing earlier experiments from 1924–32 at the Hawthorne Works (a Western Electric factory outside Chicago).
The Hawthorne Works had commissioned a study to see if its workers would become more productive in higher or lower levels of light.
The workers’ productivity seemed to improve when changes were made, and slumped when the study ended. It was suggested that the productivity gain occurred as a result of the motivational effect on the workers of the interest being shown in them.
The Hawthorne effect was observed for minute increases in illumination. In these lighting studies, light intensity was altered to examine its effect on worker productivity.
Most industrial/occupational psychology and organizational behavior textbooks refer to the illumination studies. Only occasionally are the rest of the studies mentioned.
Although illumination research of workplace lighting formed the basis of the Hawthorne effect, other changes such as maintaining clean work stations, clearing floors of obstacles, and even relocating workstations resulted in increased productivity for short periods.
Thus the term is used to identify any type of short-lived increase in productivity.
Relay assembly experiments
In one of the studies, researchers chose two women as test subjects and asked them to choose four other workers to join the test group. Together the women worked in a separate room over the course of five years (1927–1932) assembling telephone relays.
Output was measured mechanically by counting how many finished relays each worker dropped down a chute. This measuring began in secret two weeks before moving the women to an experiment room and continued throughout the study.
In the experiment room, they had a supervisor who discussed changes with their productivity. Some of the variables were:
- Giving two 5-minute breaks (after a discussion with them on the best length of time), and then changing to two 10-minute breaks (not their preference). Productivity increased, but when they received six 5-minute rests, they disliked it and reduced output.
- Providing food during the breaks.
- Shortening the day by 30 minutes (output went up); shortening it more (output per hour went up, but overall output decreased); returning to the first condition (where output peaked).
Changing a variable usually increased productivity, even if the variable was just a change back to the original condition.
However, it is said that this is the natural process of the human being adapting to the environment, without knowing the objective of the experiment occurs. Researchers concluded that the workers worked harder because they thought that they were being monitored individually.
Researchers hypothesized that choosing one’s own coworkers, working as a group, being treated as special (as evidenced by working in a separate room), and having a sympathetic supervisor were the real reasons for the productivity increase.
One interpretation, mainly due to Elton Mayo, was that “the six individuals became a team and the team gave itself wholeheartedly and spontaneously to cooperation in the experiment.” (There was a second relay assembly test room study whose results were not as significant as the first experiment.)
Bank wiring room experiments
The purpose of the next study was to find out how payment incentives would affect productivity. The surprising result was that productivity actually decreased.
Workers apparently had become suspicious that their productivity may have been boosted to justify firing some of the workers later on.
The study was conducted by Elton Mayo and W. Lloyd Warner between 1931 and 1932 on a group of fourteen men who put together telephone switching equipment. The researchers found that although the workers were paid according to individual productivity, productivity decreased because the men were afraid that the company would lower the base rate.
Detailed observation of the men revealed the existence of informal groups or “cliques” within the formal groups. These cliques developed informal rules of behavior as well as mechanisms to enforce them.
The cliques served to control group members and to manage bosses; when bosses asked questions, clique members gave the same responses, even if they were untrue.
These results show that workers were more responsive to the social force of their peer groups than to the control and incentives of management.
Various medical scientists have studied possible trial effect (clinical trial effect) in clinical trials. Some postulate that, beyond just attention and observation, there may be other factors involved, such as slightly better care; slightly better compliance/adherence; and selection bias.
The latter may have several mechanisms:
- Physicians may tend to recruit patients who seem to have better adherence potential and lesser likelihood of future loss to follow-up.
- The inclusion/exclusion criteria of trials often exclude at least some comorbidities; although this is often necessary to prevent confounding, it also means that trials may tend to work with healthier patient subpopulations.
Secondary observer effect
Despite the observer effect as popularized in the Hawthorne experiments being perhaps falsely identified (see above discussion), the popularity and plausibility of the observer effect, in theory, has led researchers to postulate that this effect could take place at a second level.
Thus it has been proposed that there is a secondary observer effect when researchers working with secondary data such as survey data or various indicators may impact the results of their scientific research.
Rather than having an effect on the subjects (as with the primary observer effect), the researchers likely have their own idiosyncrasies that influence how they handle the data and even what data they obtain from secondary sources.
For one, the researchers may choose seemingly innocuous steps in their statistical analyses that end up causing significantly different results using the same data; e.g., weighting strategies, factor analytic techniques, or choice of estimation.
In addition, researchers may use software packages that have different default settings that lead to small but significant fluctuations. Finally, the data that researchers use may not be identical, even though it seems so.
For example, the OECD collects and distributes various socio-economic data; however, these data change over time such that a researcher who downloads the Australian GDP data for the year 2000 may have slightly different values than a researcher who downloads the same Australian GDP 2000 data a few years later.
The idea of the secondary observer effect was floated by Nate Breznau in a thus far relatively obscure paper.
Although little attention has been paid to this phenomenon, the scientific implications are very large. Evidence of this effect may be seen in recent studies that assign a particular problem to a number of researchers or research teams who then work independently using the same data to try and find a solution.
This is a process called crowdsourcing data analysis and was used in a groundbreaking study by Silberzahn, Rafael, Eric Uhlmann, Dan Martin and Brian Nosek et al. (2015) about red cards and player race in football (i.e., soccer).
*This article was originally published at en.wikipedia.org.